Thursday, October 1, 2009

Debunking Neanderthal Nonsense: Part I

I've wanted to do this series for a while, though I'm not sure how many posts about it I'll end up writing.

Part I: "Check One" and the Fallacy of Racial Classification

If you've spent any time on Wrong Planet, or a few other message boards for autistics, then you've probably heard of "The Neanderthal Theory of Autism." (This will henceforth be referred to as the Neanderthal hypothesis, however, given that it does not meet the scientific criteria for a theory. I'm not sure I should even refer to it as a hypothesis, as it is not testable, but it seems the best alternative.) In short, the Neanderthal hypothesis holds that the continued existence of autism as a phenotype can be best explained by looking to our evolutionary past, specifically the Neanderthals. According to this hypothesis, we autistics are the descendents of Neanderthals, who had autistic-like traits which enabled them to survive (for a time) in particular environmental conditions. The author of this theory claims that this proves that autistics--or rather, those he classifies as "HFA" or "aspie"--have special talents and skills to offer. While I certainly agree that autistics have valuable abilities, I would question the assertion that this is only true for certain kinds of autistics, and that it is necessary to invoke an imagined evolutionary past in order to "explain" this fact.

What is equally disturbing about this hypothesis is the ways in which it explicitly relies upon theories of racial supremacy. According to this, autism is more common among certain racial groups (whites, Asians), and these groups also have a higher intelligence on average. These outrageous claims put the Neanderthal hypothesis in the same category of a long line of racist pseudo-science attempting to "prove" the existence of racial hierarchies. For this reason alone, I find it incredibly noxious when white autistics propagate this theory, demonstrating little to no understanding of the pertinent social issues.

The author of this theory would claim that it's supported by his data, derived from the Aspie-quiz. I would question the validity of his data, in certain key ways.

Now, I happen to think that the Aspie-quiz (while unfortunately named to be exclusive to many autistics) has numerous virtues. I think it's a better, more comprehensive self-assessment for autism than Simon Baron-Cohen's AQ test. For certain purposes, the Aspie-quiz can be quite useful. I'd recommend it to anyone interested in self-discovery.

But. There are problems with using the Aspie-quiz data to infer generalizations about larger populations--autistics as a whole, certain ethnic groups, etc. One problem is that one person can take the quiz many times and thus skew the data. I know that some iterations of the quiz have controlled for that by asking if the person has taken the quiz before, but the current version has no such control. And this is quite relevant because autistic people like to repeat things. I myself have taken this quiz at least twenty times, and that's a conservative estimate. So, the data is screwy in that way. And, of course, there's also the fact that the data is not collected by random sample, but rather self-referral to the quiz.

There's also another huge, fundamental problem with this method of data collection. The problem begins on the first page of the quiz: Participants are asked to identify their "Recent, main ancestry." And while many options are provided--pretty much the entire range of places where humans have lived, with a great deal of country-based specificity--that isn't terribly useful in light of this one, major problem. Participants can only pick one option.

This is an outdated way of looking at ethnicity. During the past few decades, multiracial activist organizations have done much to bring this problem to public attention. For many people, "picking one" ethnic classification category means picking one side of their family or another. The U.S. census has attempted to rectify this problem by allowing people to check more than one box. Many other forms also allow this system. Other forms simply allow people to check "Multiracial/Other," which makes me roll my eyes a bit. (How does it feel to be "Other"?) But the point is, the Aspie-quiz doesn't acknowledge the possibility of multi-ethnic identity. Participants are forced to "check one."

Which, in the context of the Aspie-quiz, poses a problem even for those of us who don't seem to be multi-ethnic at first glance. How many people--particularly in the United States, but also elsewhere--can narrow their ancestry down to a single country, or even a single region such as "Western Europe"? Not many, I would say. On the surface, my own ethnic identity seems fairly straightforward: I'm an American Jew. But, under the constraints of the Aspie-quiz, I could check at least four different countries in three different general regions. In fact, I'm pretty sure that I have checked all four different countries in that quiz at some point or another. How many others are like me, having ancestors who immigrated from different countries? How many others can recount an even more diverse heritage? I'm guessing a lot.

Moreover, it is quite simply a fact that no one can know his or her full ethnic background beyond a shadow of a doubt. Interethnic sexual relations are nothing new, nor is long-distance migration, though social and historical factors may have made these phenomena more prominent and accelerated their growth. It's quite possible--likely, even--that any one person's ethnic background isn't quite as "European" or "Asian" as they might think.

That brings us to another point, which is that the Aspie-quiz's ethnic categories are, by and large, a construction of the current political world order. A century ago, Jews and Italians were not considered white. A thousand years ago, different groups from Western Europe--even those who lived within the same modern-day nation state--did not consider themselves to be part of one "race." When we're considering the current-day relation to prehistoric times, these facts are not trivial. I'd also note that, as extensive as the Aspie-quiz is in its problematic ethnic classification system, there are still yet more classifications which could be made. Racial categories are not by any means fixed and immutable.

So how can we trust anything the Neanderthal hypothesis has to say about race, when its own data comes from such a flawed model of ethnic identification?

16 comments:

Sadderbutwisergirl said...

Yes! Race is not as simple as you think it might be. Have you ever read the Earth's Children series by Jean M. Auel? In that series, it takes place in prehistory and every Cro-Magnon character defines him- or herself as belonging to a certain tribe except for Ayla for a while, who was raised by Neanderthals, then exiled by the leader, and after meeting one Cro-Magnon man named Jondalar that she falls in love with, she travels with him back to his tribe and along the way, some events happen that illustrate how ethnically diverse prehistoric people were. One Mamutoi man went to what we now know as Africa and mated a woman there. The resulting son is described as having brown skin and hair like mouflon wool, which would fit our description of an African-American person today. There is also that thing with Jondalar coming from the Zelandonii, who live in what is now France, mating with Ayla, who came from what we would now consider to be Russia. So anyone who is a descendant of Jonayla wouldn't be just French. They'd also be Russian through Ayla, by our modern standards!

Catana/Sylvie Mac said...

I didn't even bother to read the article on the so-called Neandertal theory,knowing that there couldn't possibly be any proof for it. So this post is very interesting and informative.My grandparents came from two different Eastern European countries, but who knows where their ancestors came from?

Lindsay said...

Woohoo! So glad to see you're writing about this!

I've also heard of the Neanderthal hypothesis, and thought it was a just-so story on a par with "Aspergia."

I might post about it, too; the idea I have is that you could potentially falsify the Neanderthal hypothesis by looking at where in the world Neanderthals lived --- I think you could reasonably expect rates of autism (if autism = Neanderthal) to be higher in places where Neanderthals were known to live, and to decrease the further out you get from those original centers of population. Since all the cross-cultural studies of autism prevalence I've encountered (I've seen studies from China, Japan, India, Israel, Greece, and Denmark --- I'm sure there are more) have found more or less identical rates the world over, I highly doubt there's an Autistic Adam/Eve.

Plus, there's the incredible heterogeneity of autistic genotypes. The huge number of genetic variations found to be associated with autism, and the tiny number of autistics sharing any given genotype, says to me that autism is likelier to result from random mutation than from merging of H. neanderthalensis into H. sapiens.

Sadderbutwisergirl said...

That is also false for this reason. If autism genetics worked in a way that was as simple as that, then every generation would be autistic. Either that or every partnership of two autistics would result in all autistic children. I know two adults on the spectrum who are happily married and out of three children, only one is on the spectrum. Both my parents are non-autistic (I'm not sure about my dad, though) and out of their seven kids that they've had before their twelfth anniversary of marriage, six of them have turned out autistic and only the youngest is non-autistic. I think that autism depends on genetic mutations and that having autistic relatives increases the chance of being autistic, but doesn't make it 100% likely.

Joseph said...

Technically, we do not descend from Homo Neanderthalensis. That was a different species - a separate evolutionary branch that went extinct.

There's no evidence that Homo Sapiens ever mated with Homo Neanderthalensis, and this is perhaps the second biggest problem of the hypothesis. The racial thing is no doubt the biggest, as there's no evidence that autism is overrepresented in certain races, when screened thoroughly.

About the Aspie Quiz, its main problem is that there's no peer-reviewed research we can go read about its performance. Additionally, it's normed based on data from autistics and non-autistics from the internet. Who knows how good its general applicability is.

Sarah said...

Sadderbutwisergirl: No, I haven't read that series, but it sounds interesting. As for your second post, yeah, those are all very good points. From the author's posts on WrongPlanet, he seems to think that autism is 100% genetic in 100% of cases. Which is complete nonsense, and there's a lot of science which discounts this notion. He also thinks that all parents of autistic people must in some ways be on the spectrum themselves, which is also ridiculous. For my mom to be on the spectrum, you'd have to expand it to include 80% of the population. My dad's not autistic, either, though he does have a few more traits than average.

Catana/Sylvie Mac: I have to admit that I haven't read the entire thing, either. My eyes just glaze over at much of it. And I don't really have the scientific knowledge to judge a lot of it. I just know when a lot of the underlying assumptions are wrong, and I've seen the author defend his theory on WrongPlanet many times, and I think I get the gist of his views.

You're right; knowing one's ancestry is pretty dicey. I know very little about my ancestry beyond my great-grandparents (and even for some of them, it's a bit dicey.) I do know that for one side of my family, I'm descended from a French Jewish man who was exiled for his religion and moved to Spain around 1000, only for his many descendants to be exiled for the same reason during the Spanish Inquisition. My direct descendants eventually found there way to Turkey, where my great-grandparents immigrated from in the early 1900s. How anyone can deduce where my prehistoric ancestry "really" was from a story like this is beyond me.

Lindsay: All very true. You know more about science then I do, so I really appreciate your insights. One thing which I hope to get into in later posts is how much the hypothesis treats "NTs" and "aspies" as discrete, relatively homogeneous populations. Which is quite inaccurate, to say the least.

Catana/Sylvie Mac said...

Great discussion. I agree that there's no way that autism can be 100% genetic, but neither can it possibly be due largely to mutations. Mutations are too random to result in identifiable populations. Despite the extreme variability of the spectrum, there are regularities that run through it, and I don't see how mutations could account for that.

Sarah said...

Joseph: Thanks for the information. Like I said, I don't know much about the scientific issues involved. I was under the impression that the issue of whether Neanderthals ever mated with homo sapiens was controversial among scientists. Is that correct? The lack of evidence for the proposition certainly pokes a giant hole in this "theory."

As for the Aspie-quiz, I agree that it isn't really scientifically valid at this point in time. I do think that it has uses for people interested in self-identifying. I find it more comprehensive and less stereotypical than the AQ. But the author loses me when he tries to use the data he's gotten to produce this far-reaching hypothesis.

Both you and Lindsay bring up good points about the cross-cultural studies. I also know that there's pretty good evidence from California that a lot of Black/Latino kids are simply being identified as something other than autistic. When I tried to discuss the possible sociological factors behind diagnosis rates with the author of this theory, however, he wasn't particularly amenable. In fact, according to him, the reason why most of the non-Western world doesn't have as many psychiatrists is because they don't have as many mental/neurological problems. Truly, the mind reels.

Kowalski said...

What Lindsay said! I'm really glad you're writing about this.

1.) Now that you mentioned it, I remember that I also took the test several times, because it can really help one figuring things out about themselves.

2.) My ancestors also came from several different countries, and maybe this needs pointing out, it is a sign of class privilege to be able to trace back one's ancestry.

I meant to add something about the racism behind collecting data from western world internet denizens, but realized I'll just end up with a huge monolithic rant, so I'll leave it out.
Anyways, I'm looking forward to reading more.

Catana/Sylvie Mac said...

"...it is a sign of class privilege to be able to trace back one's ancestry." Not really. In many cultures, knowing who your ancestors are for many generations back is the norm.

I took the test more than once. The first time was at the beginning of trying to understand Asperger's and determine if I was on the spectrum. After a lot of time spent recalling my childhood and figuring out which traits remained with me, I took the test again. Understanding the past made a big difference in my score. Basically, instead of answering the questions in terms of where I am now, I answered as the person I used to be before I developed coping strategies.

Clay said...

Not "theory", not "hypothesis", but "pipe-dream" is a far more accurate descriptive term. I don't know what Leif was smoking, but it didn't do him any good. Same for the "Aspergia" myth. Anyone know what ol' Edan is up to these days?

On those forms that require you to identify your racial identity, I always check "other, and then write in "Irish". I just love screwing with their data!

Jean Auel's "People of the Earth" series is very good indeed, although I don't believe that Cro-Magnon and Neanderthal ever successfully mated, (producing offspring). I'd sooner believe that, because they co-existed for many thousands of years, it was this that embedded the idea of "otherness", the need to protect the tribe from such in the psyche of mankind. We probably exterminated them.

See the movie, "The Clan of the Cave Bear" with Darryl Hannah to get acquainted with her otherwise excellent work.

Sadderbutwisergirl said...

I've never seen the movie, but I'll try asking my mom about it soon.

Kowalski said...

"Not really. In many cultures, knowing who your ancestors are for many generations back is the norm."
How does that negate my statement?
I don't even have the financial means to find out where my great-grandparents are born, despite living in one of the world's richest countries.

Catana/Sylvie Mac said...

""Not really. In many cultures, knowing who your ancestors are for many generations back is the norm.""

"How does that negate my statement?
I don't even have the financial means to find out where my great-grandparents are born, despite living in one of the world's richest countries."

That's a matter of money, not class. What I said was simply to point out that in some societies, knowing your ancestor had, and still has, nothing to do with class or money; it's part of the culture. In our society it isn't, so it does take money. But in many cases, even money isn't enough. My ancestors come from parts of Europe so decimated by war that there are probably no records left.

Tera said...

I have nothing useful to add--just thank you for writing about this, and I'm looking forward to the rest of the series.

Amanda said...

Hmm it's my working-class grandfather who has done the most genealogy in our family.

But my main point -- the Neanderthal hypothesis is much older than this aspie quiz thing. I am absolutely certain I saw it floating around all over the place years before all this. Always baffled me people took it seriously.